Tuesday, February 1, 2011

Social & Political Philosophy: Mencius, Xun Zi and Human Nature

Chinese Philosophy and The Period of the Hundred Philosophers/Schools:

One would like to think that times of peace and prosperity are good for systems of thought, but in fact we find that times of war and disintegration of empires is best for thinkers and systems of thought. Human beings only rethink problems when they are faced with them, and so in Confucius’ China there were great problems in the ‘Warring States period’ as many kings came and went, each calling themselves ‘mandated by heaven’. If heaven speaks for a king, it was thought the king would prosper. If the king does not follow the way of heaven, heaven or the All Lord stops speaking for the king, and someone else comes along. Each new king then claims that the old king was ‘no longer spoken for’, so the populations of Greece, India etc. find themselves wondering: who exactly does Heaven (the heavens) speak for, and why?

The Period of the Hundred Philosophers or Hundred Schools, as it is called, came with the Warring States Period and ended during the Han dynasty (about 220 BCE) which supported the studies of many of the schools that had their origins during the Warring States Period. This included the teachings of Confucius and the early Confucians such as Mencius and Xun Zi.


Confucius and his System of Thought

Confucius (550-480 BCE) believed that the heart is the center of the human being. Notice that this ‘center’ is both mental and physical, fitting with cosmology, psychology and medical practices (these, of course, not being separated in ancient times and cultures). Confucius is often understood as a champion of order and ritual, as he is a proponent of society against the Daoists. However, it is clear from the Analects that Confucius believed it was more important to have right intentions than right actions, i.e. ‘one’s heart is in the right place’.

Confucius believed that ritual was the strength of a society and so one should perform the rituals to the ancestors, but he also believed that the worst thing was not to simply avoid ritual but to do ritual without the proper intention. We could say that Confucius would say to a churchgoer today: it is more important to enjoy your church than to attend your church, for if you do not enjoy it whole heartedly you should not go. Empty ritual, ritual simply for the motions rather than authentic love for and continuity with one’s society, is the worst thing, and thus it would be better in such a case to avoid false ritual and simply not perform the ritual at all. This point is often lost when people focus on Confucius’ great love of ritual and city culture. The best example is clearly 3.26, “Authority without generosity, ceremony without reverence, mourning without grief, these things I cannot bear to contemplate”.

Confucius is credited as the father of China’s civil service system, a system in which anyone who tested well, regardless of their position in society, was given a government position. This is similar to the development of types of scribes in Egypt. It is just such a development that we call ‘the middle class’, the individuals who through study and work can rise or fall in position to fit the many niches required to run large cities and systems. In combination with the last point, this means that Confucius hates scholarship for show without genuine love of learning and discovery of human nature. A good example is 4.9, ‘if a scholar is ashamed of his shabby clothes or poor food, he is not worth listening to’.

Confucius was a genius at seeing himself as equal to everyone, and he encouraged this attitude as the path to goodness itself. Most of us have likely heard the ‘Golden Rule’, which is paraphrased from Confucius: ‘treat others the way you want to be treated’. My favorite example is 7.22: Confucius says that if you put him with any two people at random, he can take their strengths as a model to follow and their faults as a warning. Clearly, Confucius believed that we all share the same set of strengths and faults, no matter how talented (or horrible) we happen to individually be or where our talents are. Confucius teaches us that NO ONE is perfect, not even himself, but there is good in everyone and everything, and we had best remember that we will never lose any of our connection to our fellow human beings if we only remember to look hard enough for it. Another excellent example from the Analects is, “When you see a worthy man, seek to emulate him…When you see an unworthy man, examine yourself”.


Mencius, Xun Zi and the Debate on Human Nature

Confucius had two followers who became the famous two poles of interpretation of the Analects. Mencius (370-290 BCE) or Men Zi, the second in command of Confucianism by popular consent in the tradition, believed that Confucius taught that the human being is basically good and develops the heart, growing and developing the virtues through love. He argued that because the human individual is essentially good, we need ritual to guide our growth but love is the true essence. Xun Zi, the third in command of Confucianism, a cynic and conservative, argued that the human being is essentially evil and without the rituals and tradition to hold our nature back we would be selfish and uncivilized. This remains the major split in Confucian thought. We can see that there are various views and contradicting opinions within the system, and that individuals can draw on Mencius, Xun Zi or both to back up their own interpretations of Confucius.


Mencius and Human Nature as Good

In 2A:6, Mencius states a major thesis of his work: No one is devoid of compassion for others. Mencius argues at several points in the book that we naturally feel for others and their wellbeing as we do for ourselves, and that when we fail to care for others there are other factors involved that block or reverse our natural compassion. Xun Zi, as we will see, is very opposed to this interpretation of Confucius’ thought and argues that compassion must be planted in the human being by society and study because it is alien and opposite to human nature. In coming weeks, we will see similar sides taken between Rousseau and Hobbes.

Mencius is famous for using the young child falling into a well example to back up his argument. He argues that anyone would feel panic and fear if they saw a child in danger, regardless of how evil that individual is or how twisted they have become. This point is excellent for debate.

Mencius believes that there are four parts of the human heart that are developed and cultivated by society and study such that four virtues are grown like plants/germs/sprouts. The heart is a root system which grows the virtues of humanity when properly cultivated.

The four parts of the heart are compassion (ren) which sprouts benevolence, shame which sprouts duty (yi), courtesy/modesty which sprouts observance of ritual (li), and a sense of right and wrong which sprouts wisdom.

In 3A:5, we see Mencius getting into a battle with a Moist over whether one should love one’s own family more than others. While compassion is central to Confucianism, whether or not it is innate like Mencius says or has to be transplanted like Xun Zi says, Confucians believe that one should have more love for one’s parents, children, family, and country and that this is the natural and proper way of things. Moists, who are radical egalitarians, argued against the Confucians that we should love everyone without distinction, as much as we love ourselves, our parents, our children, and our country. Confucians argue that the Moists are breaking with the natural way of the human heart and society, and that proportion in love is proper and best.

Mencius argues that we all do naturally love infants and young children and that this is good. He returns to his well example, and argues that Yi Zi, a Moist, is taking this one case and applying it improperly to everyone. Mencius says that the Moist wants us to deny our natural gradations of love which grow in society while affirming that love is the true nature of humanity, setting love in opposition to itself and making love both natural and unnatural at the same time.

Mencius goes on to presume that love and care for others possibly began with early humans, living before civilization, seeing the decaying bodies of their parents being attacked by animals and because humans naturally care for others, and particularly their parents, they were moved to bury the bodies. Note that this makes proper burial, the topic of the debate with Yi Zi. In the text, Yi Zi concedes the point and accepts that love starts with the love one has for one’s parents and develops from there. In Chinese philosophical texts, often there are instances of a member (sometimes quite famous) of an opposing school conceding in argument (Confucius is made to accept defeat and concede superiority to the Daoists in the great text of Zhuang Zi).

In 4A:12, Mencius elaborates and says that goodness starts with working on the self and love for one’s parents, and moves outward from there to one’s friends and the whole of one’s society.

In 4A:16, Mencius considers another example famous in Confucian scholarship for its implications. A scholar (school unknown) poses a problem to Mencius: it says in the laws that it is improper for men and women to touch hands if they are not married, but if your brother’s sister is drowning, shouldn’t you reach out to save her? Mencius replies that it is proper to save her, and that one must not blindly follow the law but use discretion given the situation. This passage is famous, because Confucians are big on observing law and ritual but sometimes one must break the law. Confucius said in the Analects that even though the rites say to use a silk hat, it is ok to use a hemp hat instead because it is more modest. The scholar debating Mencius says the empire is now drowning, implying that one needs to radically break with the laws and traditions to save society. Mencius replies that upholding law and ritual is the way to save society and so the example of the drowning sister-in-law does not justify a radical break from tradition.

In 4B:12, Mencius says the great person retains the heart of a child. A Moist might point out the previous battle with Yi Zi and say Mencius is going against what he has said before if a child is all loving and completely open. Mencius might counter that retaining the child heart will naturally grow into its arrangements while being pure and absolute.

In 4B:13, Mencius says that following one’s parents when they are alive is good, but following them after they are dead is greater. Xun Zi might be cynical here, because if you applied this to society he would argue that without society one would tend not to be good at all and that the one who follows the ways of one’s parents after they are dead does so only because society still surrounds them.

In 6A:2, as in several other places, Mencius likens love and human nature (which he believes to be identical) to water and argues that just as water naturally moves downward love naturally moves outward. If water does not move downward, it is blocked by something. In the same way, if a human being is not loving towards others and compassionate, it is blocked by something.

In 6A:7, Mencius speaks of sowing barley on various ground (strikingly similar to the parable of Jesus). Just as when barley does not grow, the seeds have fallen on bad soil, when humans are bad it is not because they do not have love and goodness in their nature but because they are put in a bad situation. Reason and goodness are common to all. The sage or great person simply recognizes this and grows what all have to become great.


Xun Zi and Human Nature as Evil

Xun Zi, the third most important Confucian after Confucius and Mencius, argued that human nature is evil because human nature is desire. Without society and laws, people would grab for themselves and do nothing for others. Hobbes, we will see, argues the same thing and believes that this justifies the king acting any way the king sees fit, including killing his subjects.

In Improving Yourself (Section 2 of the Xun Zi), he argues that if we stick to the rituals and laws our behavior will be good and if we abandon the rituals and laws it will be bad. He draws openly on the behavior of civilized gentlemen vs. the behavior of poor country folk to back this up.

He argues that one’s temperament and intelligence need to be in balance and if they get overgrown they will cause ruin. Human abilities need to be reined in by society and customs, or they will cause problems. He argues that only by following laws can one be liberal and compassionate. Compassion is the goal that is possible, but it cannot be achieved without laws and principles. Following one’s parents and teachers is necessary for human development. Confucius says in the Analects that learning without thinking is bad, but thinking without learning is dangerous.

In Man’s Nature is Evil (Section 23 of the Xun Zi), he opens with this thesis and states that all goodness is the result of growth and effort. People naturally desire. They must work and change to understand that they only get what they desire when they put their desires in check, and they only learn this through involvement with society and its laws. Freud argued very similarly about sexual impulse, and that all technology is sexuality denied and deferred into work. The first paragraph lays this out succinctly.

Xun Zi openly refers to Mencius by name and his theory that human nature is good and says that Mencius is wrong. Xun Zi argues that Mencius is confusing human nature with the results of conscious human activity and development. Xun Zi believes that the early legendary sage kings created society because they realized that human nature is corrupt and they created a method for us to grow from our nature and become excellent in spite of it. He argues that the example of child-like love is misleading. Children do not know enough, are not developed enough, to refrain from grabbing for themselves. Good people restrain their own desires to be good to others, unlike the child. Note that we tell people to be like a little child (when happy & loving) and we also tell people to NOT be like a little child (when angry & upset).

Xun Zi argues that greatness IS an object of desire, and the great person realizes/desires to overcome desire and discipline desire to truly fulfill desire. This is very similar to Nietzsche and his conceptions of morality and power which we will touch on in the second half of the class.

He says: “Those who are good at discussing antiquity must demonstrate the validity of what they say in modern times; those who are good at discussing Heaven (the way of things) must show proofs from the human world. In discussions of all kinds, men value what is in accord with the facts and what can be proved to be valid. Hence if a man sits on his mat propounding some theory, he should be able to stand right up and put it into practice, and show that it can be extended over a wide area with equal validity. Now Mencius states that man’s nature is good, but this is neither in accord with the facts, nor can it be proved to be valid.”

If Mencius is right, Xun Zi argues, we could dispense with society and be good in the state of nature. Both the Daoists and Rousseau hold this to be true. Xun Zi is arguing that, if we believe Mencius, we may as well all become Daoists. If we honor the sages and the good over the stupid and the evil, we do so because of how much each has developed and not because of their universal nature. Xun Zi is arguing that, if we believe Mencius, we may as well all become Moists.

Xun Zi argues that all human beings are equal in their capacity to become good and develop, but they do not start out good. The sage is one who has developed, not the one who remains the same as they were in the beginning. Xun Zi argues that because one has two feet, one can theoretically walk to the ends of the earth but no one has so far managed to do so. The famous bows (for arrows), leaders and horses all became famous for how they were cultivated and developed and were not excellent without conscious effort and process.

He ends by saying twice: “Environment is the important thing!” Remember Mencius agrees in speaking of sowing barley. For Confucians, society is essential. The debate is on whether the environment compliments or contradicts human nature.